CP Pathway Implementation Series 5: Governance

Governance helps to set the culture and strategy of an organization. Therefore, the understanding and buy-in of the board on client protection is vital to its effective implantation.

This webinar will review the role of the board and senior management in ensuring that strong client protection practices are incorporated and sustained in a financial institution. It will cover:

1. Importance and role of the Board in providing strategic direction on client protection.
2. How can the board and management identify, analyze and respond to/mitigate the risk of weak client protection practices in a financial institution?
3. With DFS increasing its footprint, what is the role of governance in ensuring client protection standards are implemented in an FSPs digital products and processes?